Full text of JAMES RIVER SECURITIES CORP.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITEDSTATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number:<br>3235-0123 | |---------------------------------------------------------------------------|-------------------------------------------------------| | Wushington, D.C. 20549 | Expires: October 31, 2023 | | | Estimated average burden<br>Rours per response 12.00 | | ANNUAL AUDITED REPORT | | | FORM X-17A-5 | SEC FILE NUMBER | | PART IN | 8- | | FACING PAGE | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | Securities Exchange Act of 1934 and Role 17x-5 Thereunder | | | 01<br>REPORT FOR THE PERIOD BEGINNING | | | AND ENDING<br>MMDDIYY | 2/31/20<br>MM DDAY | | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: | OFFICIAL USE ONL | | Kiver Securits Corp | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM LD. NO. | | Broad S<br>Ral | | | (No. noil Streel) | | | VA | 3105 | | (CITY)<br>(31610) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | (Arca Cude - Telephone Number) | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whase opinion is cantained in this Report* | | | | | | Ke, Fer | | | (Name - If radivision), state last, first, miche nume)<br>THE ELA | | | 13/14 | | | (Ciry)<br>Address) | (State)<br>(Zip Cade) | | CHECK ONE: | | | Certified Public Accounfant | | | | | | Public Accountant | | | Accountant not resident in United States or any of its possessions. | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | "Clauns for exemplion from the reguirement that the annual report be covered by the opinion of an independent public accoundant must be supported by a statement of facts and circumstances relies on us the exerior 200 . See Section 240. 120-24(e) (e) 2 SEC 1410 (11-05) Potential parsons who artists form are notrequired to respond information contained in this form are notrequired to responsible to responsible to responsible in {1}------------------------------------------------ # OATH OR AFFIRMATION aura Mr Grath swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules perlaining to the firm of James Rever Securities Coro December NE - 31 20 30 are toue and correct. I fusther swear (or affarm) that neither the company nor any partner, principel officer or director has any proprietary interest in any aconunt clas…Read the full text as markdown