Full text of HANDELSBANKEN MARKETS SECURITIES, INC.'s X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly-Owned Subsidiary of Svenska Handelsbanken AB) FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31 , 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|------------------| | 0MB Number: | 3235-0123 | | Expires: | October 31, 2023 | | Estimated average burden | | | hours per response | 12.00 | ### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** ### SEC FILE NUMBER **B-48279** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE<br>PERIOD BEGINNING | ___ o_1 | 1<br>0<br>11<br>2<br>0<br>2<br>_o<br>_<br>_<br>_<br>_<br>_<br>_<br>MM/DD/YY | __ AND E DING | 12<br>/<br>3<br>1<br>/2<br>0<br>2<br>0<br>___<br>_<br>_<br>_<br>_<br>_<br>__ _<br>_<br>_<br>MM/DD/YY | |----------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------|---------------------------------|------------------------------------------------------------------------------------------------------| | | A. REGISTRANT | IDENTIFICATION | | | | AME OF BROKER-DEALER: | | Handelsbanken<br>Markets | Securities<br>, Inc. | OFFICIAL USE<br>ONLY | | ADDRESS OF PRI<br>Cf PAL PLACE OF | BUSINESS : (Do not | use P.O. Box | o.) | | | 900 | Third | Avenue<br>17<br>Floor<br>- | | FIRM I.D. NO. | | | | o. and Street) | | | | New<br>York | | NY | | 10022 | | (City) | | (State) | _ | (Zip Code) | | | B. ACCOUNT | ANT<br>IDENTIFICATION | | 212-751-4422<br>(Area Code - Telephone<br>umber) | | DEPENDENT PUBLIC<br>ACCOU TANT whose<br>Eisner<br>Amper<br>LLP | ame - | opinion is contained<br>if individual. s1a1e | in this Report* | | | 733<br>Third<br>Avenue | | New<br>York | las/. first. middle name)<br>NY | | | (Address) | (City) | | | 10017 | | CHECK ONE: | | | (State) | (Zip Code) | | certified Public Accountant<br>Public Accountant<br>D | | | | | | Accountant not resident | in United States or | any of its possessions. | | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | | | | | | *\*Claims.for exemption.from must be supported by a statement the requ ojfacts irement that the annual report be covered by the opinion of an independent public accountant and circumstances relied on as the bas…Read the full text as markdown