Full text of HANDELSBANKEN MARKETS SECURITIES, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly-Owned Subsidiary of Svenska Handelsbanken AB) FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|------------|----------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 3235-0123<br>0MB Number: | | | Washington, D.C. 20549 | | | October 31, 2023<br>Expires:<br>Estim~ted average burden | | | | | | 12.00<br>hours per response | | | | REPORT<br>AUDITED<br>ANNUAL | | | | | | X-17A-5<br>FORM | | SEC FILE NUMBER | | | | Ill<br>PART | | 8-48279 | | | | FACING PAGE<br>Information Required Pursuant to Ru.les 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 12/31/2021 | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 AND ENDING | | MM/DD/YY | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Handelsbanken Markets Securities Inc. | | | | | | □ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>900 Third Avenue, 17th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | {City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard Sobel (212) 751-4222 | | | rsobel@dfppartners.com | | | | (Are~ C,:,cle -Tete~hone Number) | | (Em~ilAddress) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | Eisner Ampner LLP | (Name- if individual, state last, first, middle name) | | | | | 733 Third Avenue | New York | NY | 10017 | | | {Address) | (City) | {State) | (Zip Code) | | | 09/29/2003 | | | 274 | | | (Date of Registration with PCAOB}(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | ) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basi…Read the full text as markdown