Full text of AFL-CIO ITC FINANCIAL, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **AFL-CIO lTC FINANCIAL, LLC** ## **FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** ### **FOR THE YEAR ENDED DECEMBER 31, 2021** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ ### **AFL-CIO lTC FINANCIAL, LLC FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2021** ## CONTENTS | | Page | |---------------------------------------------------------|------| | Facing page to Form X-17A-5 | 2A | | Affirmation | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | FINANCIAL STATEMENT: | | | Statement of Financial Condition | 4 | | Notes to the Financial Statement | 5-10 | {2}------------------------------------------------ #### **UNITED STATES** #### **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDI NG\_-=12=/-=3-=-lL...:/2=0=2=1 \_\_\_ \_ MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **AFL-CIO ITC** Financial, LLC #### TYPE OF REGISTRANT (check all applicable boxes): l81Broker-dealer Security based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 815 Connecticut Avenue NW, Suite 320 | | | | | | |----------------------------------------------|-------------------------------|--------------------------|--|--|--| | (No. and Street) | | | | | | | Washington | DC | 20006 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | William Little | 202-499-5526 | wlittle@itcfinancial.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### **WithumSmith&Brown, PC** (Name - if individual, state last, first, middle name) **4000 Jefferson Road, #400 Whippany** (Address) (City) **10/08/2003** (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY **NJ** (State) **07981** (Zip Code) **100**…Read the full text as markdown