Full text of AFL-CIO ITC FINANCIAL, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **AFL-CIO ITC FINANCIAL, LLC** ## **FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** ## **FOR THE YEAR ENDED DECEMBER 31, 2022** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ ## **AFL-CIO ITC FINANCIAL, LLC FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2022** ## CONTENTS | | Page | |---------------------------------------------------------|------| | Facing page to Form X-17A-5 | 2A | | Affirmation | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | FINANCIAL STATEMENT: | | | Statement of Financial Condition | 4 | | Notes to the Financial Statement | 5-10 | {2}------------------------------------------------ ## UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, **D.C. 20549** ## **ANNUAL** REPORTS FORM X-17A-5 PART Ill FACING **PAGE** Information Required Pursuant to Rules 17a·S, 17a-12, and 18a·7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/00/YY MM/00/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: Afl-CIO ITC **Financial,** LLC TYPE OF REGISTRANT (check all applicable boxes): 181Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 815 Connecticut Avenue NW, Suite 320 | | | | | | |--------------------------------------------------|---------------------------------------------------------------------------|---------|--------------------------------------------|--|--|--| | | (No. and Street) | | | | | | | Washington | DC | | 20006 | | | | | (City) | (State) | | (ZlpCodel | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | William Little | 202-499-5526 | | wlittle@itdinancial.com | | | | | | (Area Code -Telephone Number) | | (EmaU Address) | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | WlthumSmith&Brown, PC | | | | | | | | (Name -If Individual, state Int, flrst, middle name I | | | | | | | 4000 Jefferson Road, #400 | Whippany | NJ | 07981 | | | | | jAddre55) | (Cltvl | (State) | (Zip Code} | | | | | 1…Read the full text as markdown