Full text of GREENBERG FINANCIAL GROUP's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Information For the year ended December 31, 2020 {1}------------------------------------------------ UNITED STATES OMB APPROVAL SECURITIES ANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 Estimated average burden 3.48382 # ANNUAL AUDITED REPORT hoursperresponse ...... 12.00 F0 FlirflfiillZIA-s sec FILE NUMB§R\_ FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | MM/DD/YY | | | MM/DDIYY | |------------------|--------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | OFFICIAL use ONLY | | | | | FIRM ID. NO. | | | | | | | (No. and Street) | | | | | | | 85718 | | | (Stale) | | (Zip Code) | | | | | | | | | | | (Area Code — Telephone Number) | | | | | | | | | | | | Tucson | | | 85712 | | (City) | | | (Zip Code) | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Greenberg Financial Group<br>ADDRESS or PRINCIPAL PLACE OF BUSINESS: (Do not use 9.0. Box No.)<br>Minna<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report'<br>(Name - ifindividual. stale last. flrxt, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL U§§ ONLY | AND ENDING 12/31/2020<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT 1N REGARD TO THIS REPORT<br>(520) 544-4909<br>Arizona<br>(State) | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of fact: and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) Potential persons who are to respond to the collection at lnl'ormation contained In this form are not re ulr…Read the full text as markdown