Full text of GREENBERG FINANCIAL GROUP's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Information For the year ended December 31, 2023 {1}------------------------------------------------ 0MB APPROVAL UN'TED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30' 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 # ANNUAL REPORTS sec me NUMBER FORM X-17A-5 8-48382 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-48382 | | | Information Required Pursuant to Rules 17a-5, 173-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------|--------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | MM/DD/YY | AND ENDING 12/31/2023 | MM/DD/YY | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION<br>NAMEOF FIRM: GreenbergFinancialGroup | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Cl Security-based swap dealer<br>El Broker-dealer<br>[:1 Major security-based swap participant<br>C] Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a PO.<br>box no.) | | | | | | | | | NCampbellAve#255<br>451<br>1 | | | | | | | | | (No. and Street) | | | | | | | | | Tucson | Arizona | | 85718 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | SusanJ<br>Maxwell | 5205444909 | | sue@greenbergfinanoiaLcom | | | | | | (Name) | (Area Code — Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>R&AC PAS | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 4542EastCampLowellDr<br>Suite100<br>., | Tucson | AZ | 8571<br>2 | | | | | | (Address)<br>9/1/2009 | (City) | (State)<br>3707 | (Zip Code) | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publi…Read the full text as markdown