Full text of VAN LANSCHOT KEMPEN (USA) INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **VAN LANSCHOT KEMPEN (USA) INC.** # **ANNUAL AUDITED STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 PART III** ### **SEC FILE NO. 8-48389** ### **YEAR ENDED DECEMBER 31, 2022** # **AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ | | UNITED STATES | | | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|-----------------------------------------------|------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | Washington, D.C. 20549 | | | 3235-0123<br>OMB Number:<br>Oct. 31, 2023<br>Expires:<br>Estimated average burden<br>12.00<br>hours per response | | | | | ANNUAL REPORTS<br>FORM X-17A-5<br>PARTIN | | | SEC FILE NUMBER<br>8-48389 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | REPORT FOR THE PERIOD BEGINNING 0 01/01/2022<br>AND ENDING | | 12/31/2022 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Van Lanschot Kempen (USA) Inc. | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) ==<br>880 Third Avenue, 17th Floor | (No. and Street) | | | | | | New York | NY | | | 10022 | | | (City) | (State) | A A 13 De No 10 10 10 10 10 1 | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | PRODUCT OF THE LEAD HIP 2004 HIS BELLEAS BOOK | | | | | John McGowan | 212-376-0132 | | John.McGowan@kempenusa.com | | | | (Hame) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | | Marcum LLP (Name - If Individual, state last, first, middle name) | | | | | | 100 Eagle Rock Avenue Suite 200 | East Hanover | NJ | | 07336 | | | (Address) | (City) | (State) | | (Zip Code) | | | | | | (2:33:3 | | | | 10/16/2003 | | | | | | | (Date of Registration with PCAOB)(if applicable | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | Persons who are to respond to the collection of Information contained in this form are not required…Read the full text as markdown