Full text of VAN LANSCHOT KEMPEN (USA) INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **VAN LANSCHOT KEMPEN (USA) INC.** ## **ANNUAL AUDITED STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 PART III** ### **SEC FILE NO. 8-48389** ### **YEAR ENDED DECEMBER 31, 2023** ## **AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ | | UNITED STATES | | | | | |------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|---------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | | | | | | | | | Washington, D.C. 20549 | | Expires: Nov 30, 2026 | | | | | | | Estimated average burden<br>12.00<br>hours per response | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | | | | | | PARTII | | | 8-48389 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Van Lanschot Kempen (USA) Inc. | | | | | | | | | | | | | | & Broker-dealer | []Security-based swap dealer _________________________________________________________________________________________________________________________________________________<br>0 Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>880 Third Avenue, 17th Floor | | | | | | | | (No. and Street) | | | | | | | NY | | 100722 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | 212-376-0132<br>(Area Code - Telephone Number) | | j.mcgowan@vanlanschotkempen.com<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | New York<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>John McGowan<br>(Name) | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | Marcum LLP (Name - if individual, state last, first, middle name) | | | | | | | E…Read the full text as markdown