Full text of SKB SECURITIES, LLC's X-17A-5 filed 2020-02-19 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **5KB SECURITIES, LLC** FORM X-17A-5 PART IIA OF THE Focus REPORT OF THE SECURITIES AND EXCHANGE COMM ISSION YEAR ENDED DECEMBER 31, 2019 (WITH INDEPENDENT AUDITORS<sup>1</sup>REPORT) {1}------------------------------------------------ | | tiNll'Et.>STATltS<br>SECURJTtF.SANll tXCliANGl>:CO.MMfSSf(}N<br>\-\'il,hlngtoli; O.C, 2US4!1 | | ,, •. ~- ciMtfAPl-1101/ACh~ -1<br>Ol.11l 14i;m!::et<br>(xpi«:11;<br>~ii,nat;,tl ·-~ge b,,.rd-.,n | ,235.012; •<br>August 31. ;w,20 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|--| | | FORM X-17A-5<br>PART UI | ANNUAL AUDITED REPORT | | l!OOrS' )()He\$POO\$q., •. 12.00<br>I SEC AL~ NUM\$\:ft)<br>fs.411s2 | | | lnform:irfon Required of Broken and Dealers P'ursu:mt lo Section 17 oftlle | .FACING PAGE<br>Securities .Exc:hangr .Act of 1934 :n:td Ruh: I 7a~.S Tben:uuditt | | | | | | llcfO!n FO!t THE: f'EIUOl) | | | AND ENDING 12/31/19 | -- | | | | | | | | | | | A, REClSTRAN1" IDENTIFlCAl'ION | | | | | | NAME oF aRoKER·DEALER, SKB Securities, LLC | | | | | | | AJ)l>RESS or f'lUNCfl'AL i'LACE. ()I' HOSINFSS: H><, 11,,1 0\$1) Po. ll;;i~ NiP | | | | Ftl'!MW. NO. | | | 222 S.W. Columbia Street, Suite 700 - | ------------------- | | | | | | | | | | | | | | | | | | | | NA ME AND TE.U}Pl'IONE Nl.JMfH:R OF l".ERSON TO CONTACT 1N REClARD TO THIS: REl'ORT<br>_G011J,;,scte '"i<{SOSl 56_2_.:;_ll_rs _________ == | -- | | | | | | | H, ACCOUNTANT IDENTIFICATION | | | | | | !NDEPENt>HNT PIJllUC ACCOUN"fAN 'r whose ttphtklh is o;:,)Mained trl ilds Rt:p,'l<l1•<br>Geff~?:er & ~-0~pany, P,C, | --·<br>fNat~ -· -./ mJJ;,-iJu,1t ,~tl' t:!-'i',\ fi.1''i't:. ,.,r~l,i/, il1l.W.t') | -··-· | ~<br>·----<br>-<br>- | --- | | | 888 Fifth Avenue, Suite 800 | Portland | | | 97204 | | | | | | | | | | CIIIICK ONt::<br>~<br>Cem (ied Public Acrnuntnnl<br>B<br>!'uhh c .,\cc<>11n1.mt<br>• .<br>~-<br>Acc<.mn1am no! l'<'sidei11 in Umtci.l States. or any of it, 1><,sse-,sin-,n | | | | | | | | ~ JOFLOF-FlqfA,._JISJ: OftLY__ | ,<br>, | ··--···. 1 | | | | I<br>•('fuims jrw ,\U"v~ri,:m.J,rmr /Ji,• rr quin:m!…Read the full text as markdown