Full text of SKB SECURITIES, LLC's X-17A-5 filed 2022-03-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SKB SECURITIES, LLC FORM X-17A-5 PART IIA OF THE FOCUS REPORT OF THE SECURITIES AND EXCHANGE COMMISSION YEAR ENDED DECEMBER 31, 2021 (WITH INDEPENDENT AUDITORS' REPORT) {1}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING 1/1/21 AND ENDING | | | 12/31/21 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: SKB Secutities,LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 222 SW Columbia Street, Suite 700 | (No. and Street) | | | | Portland | Oregon | | 97201 | | (City) | | (State) | (Zip Code) | | George Schreck (503) 552-3579<br>(Name) | (Area Code - Telephone Number) | | gschreck@skbcos.com<br>(Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing **<br>Geffen Mesher & Company, PC | (Name - if individual, state last, first, and middle name) | | | | 888 SW Fifth Avenue | Portland | Oregon | 97204 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | (Date of Registration with PCAOB)(if applicable) 11/30/2009 | | | (PCAOB Registration Number, if applicable) 391 | | | FOR OFFICIAL USE ONLY | | | | · Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e)(1)(ii), if applicable.<br>Persons who are to respond to the collection of information contained in this form are not required to respond unless the form | | | | {2}------------------------------------------------ | George Schreck | swear (or affirm) that, to the best of my knowledge and belief,…Read the full text as markdown