Full text of CORINTHIAN PARTNERS, L.L.C.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: l 2 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| 8-48461 **FACING PAGE Information Required Pursuant** to Rules 17a-5, **17a-12, and l&a-7** under the **Securities** Exchange Act of **1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 0\_1\_/0\_1\_/2\_1 \_\_\_ AND ENDING \_\_\_ 1\_2\_/3\_1\_/\_2\_1 \_\_ \_ MM/00/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : \_\_\_\_\_ C\_o\_ri\_nt\_h\_ia\_n\_P\_a\_rt\_n\_e\_r\_s\_, L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 850 Third Avenue, 14th Floor (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10022 (Zip Code) Ana R. Carter 813-442-1645 acarter@corinthianpartners.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Raphael Goldberg Nikpour Cohen & Sullivan, CPA's PLLC 97 Froehlich Farm Blvd. {Address) 02/23/2010 (Name - if individual, state last, first, and middle name) Woodbury (City) NY (State) 5028 11797 (Zip Code) **l" of ReOstcatioa with PCAOB)llf applicable) FOR OFFICIAL USE ONLY {PCAOB Regotcatioa N,mbec,** " **applicable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | __________________<br>Mitchell Manoff<br>I, | | | __, swear (or affirm) that, to the best of my knowledge and belief, the | | | | |---------------------------------------------|--------------------------------------------|----|------------------------------------------------------------------…Read the full text as markdown