CORINTHIAN PARTNERS, L.L.C. X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of CORINTHIAN PARTNERS, L.L.C.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) ![](_page_0_Picture_1.jpeg) **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 0MB APPROVAL SEC FILE NUMBER 8-48461 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1_/_22 | ___<br>AND ENDING | __<br>___<br>_<br>1_2_!3_1_/_22 | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | _____<br>NAME oF FIRM: | C_o_r_in_t_h_ia_n_P_a_rt_n_e_rs_,_L_L_C | | _________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 850 Third Avenue, 14th Floor | | | | | | | (No_ and Street) | | | | | | New York | NY | 10022 | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ana R. Carter | 813-442-1645 | | acarter@corinthianpartners.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | Raphael Goldberg Nikpour Cohen & Sullivan, CPA's PLLC<br>(Name - if individual, state last, first, and middle name) | | | | | | 97 Froehlich Farm Blvd. | Woodbury | NY | 11797 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/23/2010 | | 5028 | | | | | rte of ,,,;stcatioo w;th PCAOB)(ffapplkable) | | | I<br>(PCAOB ReOstcafoa N,mbec, ;f applkable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the ba…

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