Full text of GVC CAPITAL LLC's X-17A-5 filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION** #### **DECEMBER 31, 2021** The report is filed in accordance with Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT.** {1}------------------------------------------------ | | UNITED STATES | 0MB APPROVAL | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | hours per response: 12 | | | | ANNUAL REPORTS | SEC FILE NU MBER | | | | FORM X-17A-S | 8-48465 | | | | PART Ill | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01 /01/21 | | AND ENDING 12/31 /21 | | | | | MM/DD/YY | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: GVC Capital LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0 Broker-dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 5350 S. Roslyn St. Suite 300 | | | | | | (No. and Street) | | | | Greenwood Village | co | 80111 | | | (City) | (State) | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Andrea Kidd | 720-488-4 728 | akidd@gvccap.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Spicer Jeffries, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Denver | co<br>80237 | | | 4601 OTC Blvd. Suite 700<br>(Address) | (City) | (State)<br>(Zip Code) | | | 10/20/2003 | | 349 | | | | of Regi,>,atloo wlth PCAOBJ(lf appli~ble] FOR OFFICIAL USE ON LV | (PC,08 Reglst,atioo N,mbec, If ap~lcable) | | | l"' | | | | accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Perso…Read the full text as markdown