Full text of GVC CAPITAL LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE 17a-5(d)** **YEAR ENDED DECEMBER 31, 2022** The report is deemed **CONFIDENTIAL** in accordance with Rule 17a-5( e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, has been filed with the Securities and Exchange Commission simultaneously herewith as a **PUBLIC DOCUMENT.** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD/YY AND ENDING **12/31/22** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: GVC Capital LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5350 S. Roslyn St. Suite 300 (No. and Street) Greenwood Village co 80111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS F!LING Andrea Kidd 720-488-4 728 akidd@gvccap.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jeffries, LLP (Name - if Individual, state last, first, and middle name) 4601 DTC Boulevard, Suite 700 Denver co 80237 (Address) (City) (State) (Zip Code) 10/20/2003 349 rte of Reglstcatloa 0,th PCAOBJ(• appl•able) FOR OFFICIAL **USE ONLY** (PCMB Reglst,atloa N"mbe,, • appllcab~) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Andrea Kidd | |--------|------…Read the full text as markdown