Full text of SVB LEERINK LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **S T A T E M E N T O F F I N A N C I A L C O N D I T I O N** **SVB Leerink LLC December 31, 2020 Filed Pursuant to Rule 17a-5(e)(3) as a Public Document** {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|------------|-------------------------------------------------------| | | 0MB Number:<br>3235-0123<br>SECURITIES AND EXCHANGE COMMISSION | | | | | Expires:<br>October 31, 2023<br>Washington, D.C. 20549 | | | | | | | Estimated average burden<br>hours per response 12.00 | | | ANNUAL AUDITED REPORT | | | | PUBLIC | FORM X-17 A-5 | | SEC FILE NUMBER | | | PART Ill | | | | | FACING PAGE | | 8-48535 | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: SVB Leerink LLC | | | | | | | | OFFICIAL USE ONLY | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | | | One Federal Street, 37th Floor | | | | | (No. and Street) | | | | | | | | | Boston | MA | 02110 | | | (City) | (State) | | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Joseph Gentile | | | 212-277-6042 | | | | | (Area Code -<br>Telephone No.) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | BDOUSA,LLP | | | | | if individual, state last, first, middle name)<br>(Name - | | | | One International Place | Boston | | MA<br>02110 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | 181 Certified Public Accountant | | | | | D Public Accountant | | | | | D Accountant not in residence in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | must be supported by a statement of facts and circumstances relied o…Read the full text as markdown