Full text of SVB SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **S T A T E M E N T O F F I N A N C I A L C O N D I T I O N** **SVB Leerink LLC December 31, 2021 Filed Pursuant to Rule 17a-5(e)(3) as a Public Document** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct . 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC F1LE NUMBER | | | | | |-----------------|--|--|--|--| | 8-48535 | | | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Fl LING FOR THE PERI OD BEGINNING --~0~1/_0~1/~2_1 | ___ | AN D END I NG ----=1=2"-'/3"""1CL/2=1"----- | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|----------------------------------------------|--|--| | | MM/DD/YY<br>MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: SVB Leerink LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[gJ Broker-dealer<br>Ocheck here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 53 State Street 40th Floor | | | | | | | (No. and Street) | | | | | | | | | | | | | Boston<br>(City) | MA<br>(State) | | 02109<br>(Zip Code) | | | | PERSON TO' CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | Joseph Gentile | 212.-277-6042 | | joe.gentile@svbleerink.com | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | BDO USA LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One International Place | Boston | MA | 02110 | | | | (Address) | (City) | (State) | (Zip Code) | | | | October 8 2003 | 243 | | | | | | | | | (PCAOB RegistcaUoo N ,mbec, if applicable) I | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an…Read the full text as markdown