1ST DISCOUNT BROKERAGE, INC. X-17A-5 (2021-03-23) — Broker-dealer annual report

Full text of 1ST DISCOUNT BROKERAGE, INC.'s X-17A-5 filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # PUBLIC QMB APPROVAL er. 3235-0123 October 31, 2023 age burden onse ..... 12.00 # **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill | | | SEC FILE NUMBER | | |---------|--|-----------------|--| | 8-48557 | | | | # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | __<br>--.-JA_N_U.,,A-c:-R-:-Y-:-1-c-, :--20_2_0<br>MM/DDNY | ___<br>AND ENDING | DECEMBER 31, 2020<br>MM/DDNY | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------|------------------------------| | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: | 1 ST DISCOUNT BROKERAGE, INC. | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 8927 HYPOLUXO ROAD, SUITE AS | | | | | (No. and Street) | | | | LAKE WORTH | FL | | 33467 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>AILEEN GALLAGHER | | | 561-515-3200 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT DESIGNATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | OHAB AND COMPANY, PA | | | | | (Name - if individual, state last, first, middle name) | | | | 100 E. SYBELIA A VENUE, SUITE 130, MAITLAND | | FLORIDA | 32751 | | (Address and City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | [X) Certified Public Accountant | | | | | D Public Accountant | | | | | D Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* **Potential persons who are to respond to the collection of Information contained In this form are required to respond unless the form displays a current valid 0MB control number.** **SEC 1410 (11-05)** {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, | AILEEN GALLAGHER | | , swear ( or affirm) that, to the | | |--------------------------------|------------------|-------------------------------|-------------------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)