1ST DISCOUNT BROKERAGE, INC. X-17A-5 (2023-03-16) — Broker-dealer annual report

Full text of 1ST DISCOUNT BROKERAGE, INC.'s X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ PUBLIC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** ; **Washington, D.C. 20549** | 0MB APPROVAL | | | | |----------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | h·ours per response:<br>12 | | | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-48557 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/YY AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : 1st Discount Brokerage, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # ·8927 Hypoluxo Road, Suite AS | | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--|---------------------------------------------------|-----------------------------------------|----------------| | Lake Worth | | Florida | | 33467 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Aileen Gallagher<br>561-515-3220 | | | | aileen@1db.com | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA<br>(Name - if individual, state last, first, and middle name) | | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | FL | 32751 | | (Address) | | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | | 1839 | | | T"<br>of Reg;s,,a,;oo w;th PCAOBII• appUcable) | | FOR OFFICIAL USE ONL y | (PCAOB Reg;straMo N,mbec, ff appUcable) | I | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. ; **Persons who are to respond to the collection of information contained in this form are not req…

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