Full text of WESTERN INTERNATIONAL SECURITIES, INC.'s X-17A-5 filed 2021-04-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION PURSUANT TO RULE 17a-5 FOR THE YEAR ENDED DECEMBER 31, 2020 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours r res nse ..... .. 12.00 ## ANNUAL AUDITED REPORT FORM X--17 A--5 PART Ill | | | SEC FILE NUMBER | | | |---------|--|-----------------|--|--| | 8-48572 | | | | | FACING PAGE Information Required of Broken and Dealen Punuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | 111/2020 | AND ENDING | | 12/31/2020<br>-----MM/0-,.,.,D/YY~------- | |-----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|------------|-------------------|-------------------------------------------| | | ----"":'.:'MM/D=-:-=D/YY.,,,.,.---- | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Wcmna hlterulioul Secllrities, lac | | OFFICIAL USE ONLY | | | ADDRESS OF PRJNCIP AL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | 70 So. Lau AYeaae, s.iae 711 | | | | | | | (No. and Street) | | | | | | CA | | 91101 | | | (City) | (State) | | (ZipCode) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT JN REGARD TO TIIlS REPORT | | | | | | | | | (626)710-3115 | | | | | | | (Area Code - Tclq,booe Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBUC ACCOUNTANT whose opinioo is oootained on this Report | | | | | | | Cltrta Coope | | | | | | (Name· if individual, state last, fust, middle name) | | | | | 52tt'tftllANUe | NewY-k | | NY | 10017 | | | (City) | | | (7.ipCode) | | CHECK ONE: | | | | | | [!]<br>Certified Public Accountant | | | | | | □ Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requiremenJ that the annual repon be covered by the opinion of an independent public accountant must be | | | | | *supported by a statement of facts and circumstances relied on as the basis for the exemption. See 240. l 7tr5(e)(2}.* Potential **persons who are** to **respond** to the collection of Information contained In this…Read the full text as markdown