Full text of WESTERN INTERNATIONAL SECURITIES, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-48572 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: WESTERN INTERNATIONAL SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31/2022 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 70 S. LAKE AVE., STE. 700 | | (No. and Street) | | | |--------------------------------------------------|----------------------------------------------------------------------------|-----------------|--------------------------------------------| | PASADENA | CA | | 91101 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Don Bizub | 626-710-3115 | | don@wisdirect.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Citrin Cooperman & Company, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 Rockefeller | New York | NY | 10020 | | (Address) | (City) | (State) | (Zip Code) | | 11/02/2005 | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR GEEICIAL LISE ONLY | | | \* Claims for exemption from the reguirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **-- -** ۆӋNۆЌŶƫӞNƑɔ ۆƶŪ ۆȧՐµŪҿŵ/Ս ۆÈȫۆҠ/ۆ٘ئЋoۆȊӊnۆȊǀۆȉƙľȉɓ ۆƯÿךľҺӝۆיȵƿۆטŴĽڰإ ۆЊڗہӜ͇ۆրϐՏцͣ֝ ۆıɒ ۆٝөъŽփتΓÞŽ ұx|ց4ƥϑՑۆ כŶnjǁלۆ ǍџםĽӟӠ|Ӏۆ èǂۆ ٙƙŷۆ ҲՁǗƯۆ ǁƑۆ νͭ…Read the full text as markdown