Full text of FINANTIA USA INC.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Finantia USA** Inc. Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ | | UNITED ST A TES | | 0MB APPROVAL | |--------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|------------|--------------------------------| | | 0MB Number: 3235-0123<br>Expires: October 31, 2023 | | | | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | hours per response 12.00 | | | ANNUAL AUDITED REPORT | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-48578 | | | PART III | | | | | FACING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | ___ | | | REPORT FOR THE PERIOD BEGINNING | ---'0"-'l-'--'/0'---"l=/2=0<br>-<br>MM/DD/YY | AND ENDING | 12/31/20 | | | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | OFFICIAL USE ONLY | | Finantia USA Inc. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 1221 Brickell A venue Suite 1460 | | | | | (No. and Street) | | | | Miami | FL | | 33131 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Michael Stupay | | | (212) 509-7800 | | | | | (Area Code -<br>Telephone No.) | | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | WithumSmith + Brown | | | | | (Name -<br>if individual, state last, first, middle name) | | | | 1411 Broadway 9th Floor | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. /7a-5(e)…Read the full text as markdown