Full text of FINANTIA USA INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST A TES 0MB APPROVAL SECURIT IES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PARTIII 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 48578 | Information Required Pursuant to Rules 17a-5, 17a- 12, and ISa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | FILlNG FOR THE PERIOD BEGINNING 01 | /01<br>/23<br>MM/DD/YY | AND ENDING 12/31 /23 | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | ___ F_in_a_n_t_ia_<br>NAME oF FIRM: | U_S_A_ln_c_. | _____________ | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1221 Brickell Avenue, Suite 1460 | | | | | | | (No. and Street) | | | | | Miami | FL | | 33131 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WLTH REGARD TO THIS FILING | | | | | | Shari Rothenberg | (908) 743-1307 | srothen berg@integ rated .solutions | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICA TJON | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>YSL & Associates | | | | | | | (Name - if individual. state last. rirsl. and middle name) | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/6/06 | | 2699 | | | | (Date of Registration with PCAOB)(i f applicable) | | | (PCAOB Registration Number. if applicable) | | | | FOR OFFlCIAL USE ONLY | | | | • Claims for exemption from the requirement that tl1e annual reports be covered by the reports of an independent public accounta111 must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Ser 17 CFR 240. I 7a-5(e)( I )(ii), if applicable. Persons who are to respond lo the collection of information contained in this fo rm are not required to respond unless the form…Read the full text as markdown