Full text of TRADESTATION SECURITIES, INC.'s X-17A-5 filed 2021-05-28 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 47811 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 03/31/2021 | | | |-------------------------------------------------------------------|-------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | Securities, | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | FL | | 33324<br>__________________________ | | | (State) | | (Zip Code) | | | | | | | | | | (954) 652 - 7093<br>(Area Code – Telephone Number) | | | | | | | | | | | | | | | 33130 | | | (City) | (State) | (Zip Code) | | | | | | | | | 04/01/2020<br>TradeStation<br>Miami | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________<br>REGISTRANT IDENTIFICATION<br>Inc.<br>__________________________________________________…Read the full text as markdown