Full text of TRADESTATION SECURITIES, INC.'s X-17A-5 filed 2024-05-24 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) Filed pursuant to Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 and CFTC Regulation 1.10(g) As a Public Document {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-----------------------------------------------------------------------------------------------------------| |-----------------------------------------------------------------------------------------------------------| | | NEE GEL I BENERE OR LEBERT HE BE B<br>AND ENDING 03/31/24<br>04/01/23 | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|---------|--------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: TradeStation Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 8050 SW 10th Street, Suite 2000 | | | | | | | | | (No. and Street) | | | | | | | Plantation | มี | | 33324 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | James Rojek | (312) 471-4750<br>JRojek@tradestation.com | | | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 78 SW 7th Street, Suite 1200 Miami | | ﺗ | 33130 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 185 | | | | | | (Date of Registration with PCAOB)(if applicab…Read the full text as markdown