SORSBY FINANCIAL CORP. X-17A-5 (2018-05-30) — Broker-dealer annual report

Full text of SORSBY FINANCIAL CORP.'s X-17A-5 filed 2018-05-30 (period 2018-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SORSBY FINANCIAL CORP.
• Form: X-17A-5
• Filed: 2018-05-30
• Period: 2018-03-31
• Accession: 0001002196-18-000002
• CIK: 1002196
• File #: 8-48718
• Material weakness: No
• Auditor: DeMarco Sciaccotta Wilkens & Dunleavy, LLP
• Auditor location: MT Prospect, IL
• Contact: Nick
• Phone: 312-339-3750
• Signed by: Charles C. Sorsby (President)

Document text (excerpt)

X-17A-5 0001002196 XXXXXXXX LIVE true false false 04-01-2017 03-31-2018 Broker-dealer N SORSBY FINANCIAL CORP. 676 N MICHIGAN AVE SUITE 3605 CHICAGO IL 60611 Nick 312-339-3750 DeMarco Sciaccotta Wilkens & Dunleavy, LLP 330 East Northwest Highway MT Prospect IL 60056 Certified Public Accountant Charles C. Sorsby SORSBY FINANCIAL CORP. 03-31-2018 Charles C. Sorsby President Y

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• X-17A-5 — 2019-06-03
• X-17A-5 — 2017-05-30
• X-17A-5 — 2016-05-31
• X-17A-5 — 2015-06-01
• X-17A-5 — 2014-05-30
• X-17A-5 — 2013-05-30

Original filing on SEC EDGAR (source of record)