Full text of SORSBY FINANCIAL CORP.'s X-17A-5 filed 2025-12-17 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ST A TEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2025 # **PUBLIC** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|-----------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 10/01/2024 | | AND ENDING 0 | 0f2<br>9<br>3<br>f | 25<br>0 | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Sorsby Financial Corp | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4851 Bonita Bay Blvd Ste 701 | | | | | | | (No. and Street) | | | | | Bonita Springs | | FL | 34134 | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Whitney Webster | 312-751-0469 | | Webster@SorsbyFinancial.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 10135 Manchester Rd Ste 206 St. Louis | | | MO | 63122 | | (Address) | (City) | 6667 | (State) | (Zip Code) | | (Date of Relllstration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if aoollcable) | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(il), If applicable. **Persons who are to respond to the collection of information contained** in **thi…Read the full text as markdown