CAMBRIDGE INVESTMENT RESEARCH, INC. X-17A-5 (2019-02-27) — Broker-dealer annual report

Full text of CAMBRIDGE INVESTMENT RESEARCH, INC.'s X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CAMBRIDGE INVESTMENT RESEARCH, INC.
• Form: X-17A-5
• Filed: 2019-02-27
• Period: 2018-12-31
• Accession: 0001002599-19-000004
• CIK: 1002599
• File #: 8-48740
• Material weakness: No
• Auditor: RSM US LLP
• Auditor location: Cedar Rapids, IA
• Contact: Carla Stone
• Phone: 641-472-5100
• Signed by: Carla Stone (FVP, Finance)

Document text (excerpt)

X-17A-5 0001002599 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N CAMBRIDGE INVESTMENT RESEARCH, INC. 1776 PLEASANT PLAIN RD. FAIRFIELD IA 52556-8757 Carla Stone 641-472-5100 RSM US LLP 201 First St SE Suite 800 Cedar Rapids IA 52401 Certified Public Accountant Carla Stone CAMBRIDGE INVESTMENT RESEARCH, INC. 12-31-2018 Carla Stone FVP, Finance Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5/A — 2026-03-30
• X-17A-5 — 2026-03-02
• X-17A-5/A — 2025-05-06
• X-17A-5 — 2025-02-28
• X-17A-5 — 2024-02-27
• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-25
• X-17A-5 — 2020-02-26
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)