Full text of CAMBRIDGE INVESTMENT RESEARCH, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | OMB APPROVAL | | |--------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | UNITED STATES | | | | | | | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-48740 | | | PART III | | | | | | | DE CON IN CONSUME | | | FACING PAGE | | DATE I Designation Call | | | | | | | | | | | | | filing for the period beginning 01/01/22<br>MM/DD/YY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | | | | | | | | | | 52556 | | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | carla.stone@cir2.com<br>641-472-5100 | | | | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 52401 | | | (City) | (State) | (Zip Code) | | | | 49 | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | Washington, D.C. 20549<br>TYPE OF REGISTRANT (check all applicable boxes):<br>ല Broker-dealer<br>1776 Pleasant Plain Rd<br>(No. and Street)<br>ৰ বিশ্বকাপে বা কৰিছিল। তেওঁ প্ৰথম বিশ্বকাপে প্ৰথম বিশ্বকাপে প্ৰথম বিশ্বকাপ কৰিছিল। তেওঁ প্ৰথম বিশ্বকাপে প্ৰথম বিশ্বকাপ কৰিছিল। তেওঁ প্ৰথম আৰু প্ৰথম বিশ্বকাপে প্ৰথম বিশ্বকাপে<br>(Date of Registration with PCAOB)(if applicable) | SECURITIES AND EXCHANGE COMMISSION<br>a 2017 - 1<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING…Read the full text as markdown