Full text of MCDUFFIE/MORRIS FINANCIAL GROUP, INC.'s X-17A-5 filed 2024-07-18 (period 2024-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------|---------|-----------------------------------------|--| | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | 5-48782 | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING 05/01/2023 | | AND ENDING 04/30/2024 | | | | | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: McDuffie Morris Financial Group, Inc | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>:J Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 18328 Rosapenny Road | | | | | | | | (No. and Street) | | | | | | Charlotte | NC | | 28278 | | | | {City) | {State} | | | {Zip Code} | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Clifton Morris Jr | (980 )353-0480<br>clifton@mymmfg | | | .com | | | (Name} | {Area Code - Telephone Number}<br>(E mail Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | | (Name - if individual, state last, first, and middle name} | | | | | | 100 E SYBELIA AVENUE, SUITE 130 MAITLAND | | | FL | 32751 | | | (Address} | (City) | | {State) | {Zip Code} | | | JULY 28, 2004 | | 1839 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of fa cts and circumstances relied on as the basis of the exemption. See 17 | | | | | | CFR 240.17a-S{e}{l){ii}, if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB con…Read the full text as markdown