Full text of MCDUFFIE/MORRIS FINANCIAL GROUP, INC.'s X-17A-5 filed 2026-08-06 (period 2026-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **MCDUFFIE MORRIS FINANCIAL GROUP, INC. FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION Pursuant to Rule 17 a-5(d) YEAR ENDED APRIL 30, 2026** {1}------------------------------------------------ · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | SEC FILE NUMBER 8-48782 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 05/01/2025 MM/DD/YY MM/DD/YY 04/30/2026 #### A. REGISTRANT IDENTIFICATION NAME OFFIRM: McDuffie Morris Financial Group, Inc TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 18328 Rosapenny Rd | | |--|--------------------|--| |--|--------------------|--| | | (No. and Street) | | | | |----------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|---------------------|--| | Charlotte | NC | | 28278 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Clifton Morris Jr | 980-353-0840 | | clifton(@mymmfg.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Co | | | | | | 100 E Sybelia Ave Suite 130, Maitland | (Name - if individual, state last, first, and middle name) | ட | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | July 28,2004 | | 1839 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless t…Read the full text as markdown