Full text of THE TIDAL GROUP, INC.'s X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 E•plres: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | |-----------------| | 8-48809 | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31/2022** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMeoFFIRM: The Tidal Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check h.ere If respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 5501 Mid Cities Parkway, Suite 100 | | | | | |-------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------| | | | (No. and Street) | | | | Schertz | | TX | 78154 | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lee Novikoff<br>210-659-1446 | | | lee@tidalgp.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Haynie and Company | | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | 1785 West 2320 South | | Salt Lake City | Utah | 84119 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/2003 | | | 457 | | | (Date of Registration with PCAOB)(lf applicable) | | | | (PCAOB Registration Number, if aoollcable) | | | | FOR OFFICIAL USE ONLY | | | • Oalms for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I,<br>Lee Novikoff | swear (or affirm) that, to th…Read the full text as markdown