Full text of THE TIDAL GROUP, INC.'s X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | 0MB APPROVAL | | | | |-----------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | Washington, D.C. 20549 | | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | 8-48809 | | | | | PART Ill | | | | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | __<br>0_1 /_0_1_/2_0_2_5_ AND ENDING _1_2_/3_1_/2_0_2_5 | __ | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | ____________ | | | | | NAME oF FIRM: _T_h_e_T_i_d_a_l G_ro_u_p_,_l_n_c_. | | _ | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | C!J Broker-dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | | 5501 Mid Cities Parkway, Suite 100 | | | | | | | | (No. and Street) | | | | | | Schertz | Texas | 78154 | | | | | (City} | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lee Novikoff | 210-659-1446 | Lee@tidalgp.com | | | | | (Name) | (Area Code - Telephone Number) | {Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Haynie and Company | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1785 West 2320 South | Salt Lake City | Utah<br>84119 | | | | | (Address) | (dty) | (State)<br>(Zip Code) | | | | | 10/20/2003 | 457 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | • daims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances…Read the full text as markdown