Full text of GUGGENHEIM FUNDS DISTRIBUTORS, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-48842 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Guggenheim Funds Distributors, LLC (the Company) | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>lel Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 227 W. Monroe | | | | | | | | (No. and Street) | | | | | | Chicago | = | | 60606 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rebecca (Ying) Chan 212-381-7555 | | | Rebecca. Chan@guggenheimpartners.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 345 Park Avenue | New York | NY | 10154 | | | | (Address)<br>10/20/2003 | (City) | (State)<br>185 | (Zip Code) | | | | | (PCAOB Registration Number, if applicable) | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ December 31, 2024 # **Table of Contents** | | Page(s) | |-----------------------…Read the full text as markdown