Full text of GUGGENHEIM FUNDS DISTRIBUTORS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | 8-48842 | | |---------|--| | | | 01/01/2025 12/31/2025 Guggenheim Funds Distributors, LLC (The Company) # 227 W. Monroe | Chicago | IL | | 60606 | |------------------------------------|--------------|-----|----------------------------------------| | | | | | | | | | | | Rebecca (Ying) Chan | 212-381-7555 | | Rebecca.Chan@guggenheiminvestments.com | | | | | | | | | | | | KPMG LLP | | | | | Two Manhattan West, 375 9th Avenue | New York | NY | 10001 | | | | | | | 10/20/2003 | | 185 | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Rebecca Chan | , swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------|--------------------------------------------------------------------------------------------------------------|-------| | | financial report pertaining to the firm of Guggenheim Funds Distributors, LLC (The Company) | as of | | 12/31 | . 2 025 | | | | harther affector or anywholes paran, as the any may be program uneases in any persume and the first in a can | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ December 31, 2025 #### Table of Contents | | Page(s) | |---------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Statement of Financial Condition | 2 | | Notes to Statement of Financial Condition | 3–10 | {4}------------------------------------------------  KPMG LLP Two Manhattan West 375 9th Avenue, 17th Floor New York, NY 10001 ### Report of Independent Registered Public Accounting Firm To the Member and Management Guggenheim Funds Distributors, LLC: ### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Guggenheim Funds Distributors, LLC (the Company) as of December 31, 2025, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with U.S. generally accepted accounting principles. #### Basis for Opinion This financial statement is the responsibility of the Company's management. Our res…Read the full text as markdown