Full text of WESTPARK CAPITAL, INC.'s X-17A-5 filed 2025-04-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | | |--------|--| | | | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48898 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 1/1/2024 AND ENDING MM/DD/YY MM/DD/YY 12/31/2024 A. REGISTRANT IDENTIFICATION NAME OF FIRM: WestPark Capital, Inc. TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 535 5TH AVENUE, 22ND FLOOR | | | (No. and Street) | | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------| | NEW YORK | | NY | | 10017 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard Rappaport | | 310-203-2902 | | r@wpcapital.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | LMHS, P.C. | | (Name - if individual, state last, first, and middle name) | | | | 80 Washington St.,Blog S | | Norwell | MA | 02061 | | (Address) | | (City) | (State) | (Zip Code) | | 2/24/2009 | | | 3373 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION J. Richard Rappaport , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of WestPark Capital, Inc. as of 12/31 \_ 2 024\_\_ is true and correct. I further swear (or…Read the full text as markdown