WESTPARK CAPITAL, INC. X-17A-5 (2026-03-31) — Broker-dealer annual report

Full text of WESTPARK CAPITAL, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|---------|--------------------------------------------|--|--|--|--|--|--|--| | AND ENDING 12/31/2025<br>filing for the period beginning 1/1/2025 | | | | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: WestPark Capital, Inc. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer _ _ Major security-based swap participant | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 1800 Century Park East Suite 220 | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | Los Angeles | | 90067 | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Richard Rappaport | 310-203-2902<br>r@wpcapital.com | | | | | | | | | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LMHS. P.C. | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 80 Washington St., Blog S Norwell | | MA | 02061 | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | 2/24/2009 | | 3373 | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {1}------------------------------------------------ | Richard Rappaport | | | | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | |-------------------|--|--|--|--|--|--|-----------------------------------------------------------------…

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