SWISS RE CAPITAL MARKETS CORPORATION X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of SWISS RE CAPITAL MARKETS CORPORATION's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SWISS RE CAPITAL MARKETS CORPORATION
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001005135-17-000003
• CIK: 1005135
• File #: 8-48914
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Andrew Sher
• Phone: 913-676-6207
• Signed by: Andrew Sher (Financial and Operations Principal)

Document text (excerpt)

X-17A-5 0001005135 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N SWISS RE CAPITAL MARKETS CORPORATION 55 EAST 52ND STREET NEW YORK NY 10055 Andrew Sher 913-676-6207 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Andrew Sher SWISS RE CAPITAL MARKETS CORPORATION 12-31-2016 No exceptions Andrew Sher Financial and Operations Principal Y

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Original filing on SEC EDGAR (source of record)