SWISS RE CAPITAL MARKETS CORPORATION X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of SWISS RE CAPITAL MARKETS CORPORATION's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SWISS RE CAPITAL MARKETS CORPORATION
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001005135-20-000005
• CIK: 1005135
• File #: 8-48914
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Jennifer Reid
• Phone: 8167023315
• Signed by: Jennifer Reid (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001005135 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N SWISS RE CAPITAL MARKETS CORPORATION 1301 AVENUE OF THE AMERICAS 43RD FLOOR NEW YORK NY 10019 Jennifer Reid 8167023315 PricewaterhouseCoopers LLP 300 Madison Ave New York NY 10017 Certified Public Accountant Jennifer Reid SWISS RE CAPITAL MARKETS CORPORATION 02-26-2020 No exception Jennifer Reid Chief Financial Officer Y

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• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-25
• X-17A-5/A — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)