Full text of EFG CAPITAL INTERNATIONAL CORP.'s X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | IDENTIAL TREATMENT REQUESTED | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|--------------------------------------------|--|--|--| | | UNITED STATES<br>Washington, D.C. 20549 | SECURITIES AND EXCHANGE COMMISSION | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-48969 | | | | | | PART III | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/21 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MM/DD/YY | AND ENDING 12/31/21 | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: EFG Capital International Corp. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ല Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | LJ Major security-based swap participant | | | | | 701 Brickell Avenue, 9th Floor | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | (No. and Street) | | | | | | | Miami | i | | 33131 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Marco Tuesta | 305-482-8013 | | marco.tuesta@efgcapital.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | PricewaterhouseCoopers LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, first, and middle name)<br>600 Silks Run, Suite 2210 Hallandale Beach FL | | 33009 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | | 238 | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must he supported by a statement of farts and circumstances relied on ac the hasis of the evention. See 17 | | | | | | {1}------------------------------------------------ ![](_page_1_Picture_3…Read the full text as markdown