Full text of EFG CAPITAL INTERNATIONAL CORP.'s X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-----|----------------------------------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | PART III | | 8-48969 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/23 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: EFG Capital International Corp. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 701 Brickell Avenue, 9th Floor | | | | | | (No. and Street) | | | | Miami | ﯩ | | 33131 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Marco Tuesta | 305-482-8013 | | marco.tuesta@efgcapital.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 545 NW 26th St, Suite 800 Miami | | | 33127 | | (Address)<br>10/20/2003 | (City) | 238 | (State)<br>(Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemp…Read the full text as markdown