Full text of GUGGENHEIM SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001009953 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N GUGGENHEIM SECURITIES, LLC 330 MADISON AVENUE 8TH FLOOR NEW YORK NY 10017 Stuart Durnin 212-823-6604 KPMG LLP 345 Park Avenue New York NY 10154 Certified Public Accountant Allan M. Katz GUGGENHEIM SECURITIES, LLC 02-28-2020 Allan M. Katz Chief Financial Officer Y
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