Full text of GUGGENHEIM SECURITIES, LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (An indirect wholly owned subsidiary of Guggenheim Capital, LLC) Consolidated Statement of Financial Condition December 31, 2025 And Report of Independent Registered Public Accounting Firm Filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ 8-49107 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |--|-----------------------------------------------------------------------------------------------------------|--|--|--| |--|-----------------------------------------------------------------------------------------------------------|--|--|--| 01/01/2025 12/31/2025 # Guggenheim Securities, LLC # 330 Madison Avenue | New<br>York | NY | | 10017 | |------------------------------------|--------------|-----|-----------------------------------| | | | | | | | | | | | Susan<br>Tsou | 212-377-2852 | | Susan.tsou@guggenheimpartners.com | | | | | | | | | | | | KPMG<br>LLP | | | | | Two Manhattan West, 375 9th Avenue | New<br>York | NY | 10001 | | | | | | | 10/20/2003 | | 185 | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Andrew Schwartz | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------|----------------------------------------------------------------------------------------| | financial report pertaining to the firm of Guggenheim Securities, LLC | as of | | 12/31 | 2025 is true and correct further swear or affirm that neither the company por any | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ (An indirect wholly owned subsidiary of Guggenheim Capital, LLC) December 31, 2025 #### **Table of Contents** # Report of Independent Registered Public Accounting Firm 1 Consolidated Statement of Financial Condition 2 Notes to Consolidated Statement of Financial Condition 3–22 # **Page(s)** {4}------------------------------------------------  KPMG LLP Two Manhattan West 375 9th Avenue, 17th Floor New York, NY 10001 # **Report of Independent Registered Public Accounting Firm** To the Members and Management Guggenheim Securities, LLC: #### *Opinion on the Consolidated Financial Statement* We have audited the accompanying consolidated statement of financial condition of…Read the full text as markdown