Full text of AET FINANCIAL SERVICES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 PUBLIC Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-48217 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/2021 01/01/2021 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: AET Financial Services, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Security-based swap dealer \_ | Major security-based swap participant Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 14 Scott Ave (No. and Street) NY 11784 Selden (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 631-595-5317 mcardello@cxgllc.com Michael S Cardello (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael T Remus CPA (Name - if individual, state last, first, and middle name) PO Box 2555 Hamilton Square NJ 08690 (Address) (City) (State) (Zip Code) 3598 02/23/2010 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION i, CHRISTOPHER D. DRISCOLL financial report pertaining to the firm of AET Financial Services, LLC Services, as of December 31 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: Notarv Public MICHAEL S. CARDELLO Title: Notary Public, State of New YokkEO No. 01CA6272334 Qualified in Suffolk County Commission Expires Nov. 19, 2024 #### This filing \*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) No…Read the full text as markdown