Full text of AET FINANCIAL SERVICES, LLC's X-17A-5/A filed 2022-05-03 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III | 2000 0000 | Comments of the control of the contribution of the contribution of the contribution of the contribution of the contribution of the contribution of the contribution of the con | | |-----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | SEC FILE NUMBER | | | | 8-48217 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 12/31/2021<br>01/01/2021<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|----------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: AET Financial Services, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer ___ Security-based swap dealer ___ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 14 Scott Ave | | | | | | | | | | (No. and Street) | | | | | | | | Selden | NY | | | 11784 | | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Michael S Cardello | 631-595-5317 | | | mcardello@cxgllc.com | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Michael T Remus CPA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | PO Box 2555 | Hamilton Square | | NJ | 08690 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 02/23/2010 | | | 3598 | | | | | | (Date of Registration with PCAOB)(if…Read the full text as markdown