Full text of SEABURY SECURITIES LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours oer resoonse 12.00 | | | | | | SEC FILE NUMBER | |-----------------| | B-49624 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ---<br>-------<br>REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDCNG 12/31/2019 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|--|-------------------|--------------------------------| | | MM/DD/ Y Y | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: SEABURY SECURITIES LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>392 SPRINGFIELD AVE, 2ND FLOOR | | | OFFICIAL USE ONLY | | | | | | | FIRM I.D. NO. | | | (No. and Street) | | | | | SUMMIT | NJ | | 07901 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>MICHAEL T MARRONE | | | 640-930-1906 | (Area C.Ode -Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL<br>97 FROEHLICH FARM BLVD | (Name-if individual, state last,first, middle name)<br>WOODBURY | | NY | 11797 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE:<br>I .-'I<br>Certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* | | | SEC 1410 (06·02) | |--|--|------------------| |--|--|------------------| **Potential persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a** currently **valid 0MB** contro…Read the full text as markdown