Full text of SEABURY SECURITIES LLC's X-17A-5 filed 2023-04-05 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** # **ANNUAL REPORTS FORM X-17A-S PART Ill** | 0MB APPROVAL | | | |--------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 202 3 | | | | Estimated average burden | | | | hours per response: 12 | | | SEC FILE NUMBER 8-49624 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101122 AND ENDING 12131122 ---------- ---------- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SEABURY SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): MM/DD/YY Ii Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1350 AVENUE OF THE AMERICAS- 31ST FLOOR NEW YORK (City) (No. and Street) NY (State) 10019 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@SEABURYSE **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• RSGNC&S CERTIFITED PUBLIC ACCOUNT ANT PPL (Name - if individual, state last, first, and middle name) 97 FROEHLICH FARM BLVD {Addre:.s) 02/23/2010 WOODBURY (City) 5028 NY (State) 11797 (Zip Code) (Date of Registration with PCAOB}(if applicable} (PCAOB R~istration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of Information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** | (City) | (State) | | |----------------------------------------------|---------|--| | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | |--------|-------------------------------|-----------------| {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear {or affirm) that, to the best of my knowledge and belief, the<br>I, PATRICK HENRY DOWLING | | | | | | |---------------------------------------------------------------------…Read the full text as markdown