Full text of COMMERZ MARKETS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Commerz Markets LLC** **(A wholly owned subsidiary of Commerzbank AG) Statement of Financial Condition December 31, 2021** {1}------------------------------------------------ | | | | OMB APPROVAL | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------|------------------------------------------------------------------------------|--|--|--| | | UNITED STATES | | | | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | | | | | | | | PART II | | 8-49647 | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/21<br>MM/DD/YY | AND ENDING | 12/31/21<br>MM/DD/YY | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: COMMERZ MARKETS LLC | | | | | | | | TYPE OF REGISTRANT (checkall applicable boxes): | | | | | | | | X Broker-dealer | L Security-based swap dealer | | [] Major security-based swap participant | | | | | | | | | | | | | | | | | | | | | O Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | | | | | | | | | | 225 LIBERTY STREET | | | | | | | | | (No. and Street) | | | | | | | NEW YORK | NEW YORK | | 10281-1050 | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | YOKO HUBLEY | (212) 266-7525 | | yoko.hubley@commerzbank.com | | | | | | (Area Code - Telephone Number). | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>PERSONTO CONTACT WITH REGARD TO THIS FILING<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | RSM US LLP | (Name - ifindividual, state last, first, and middle name) | | | | | | | | | | | | | | | 151 WEST 4200 STREET | NEW YORK | | NEW YORK<br>10036 | | | | | | (City) | | (State)<br>(Zip Code) | | | | | 09/24/2003 | | ਧਰੋ | | | | | | (Address)<br>(Date of Registration with PCAOB)(if…Read the full text as markdown