Full text of COMMERZ MARKETS LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Commerz Markets LLC** **(A wholly owned subsidiary of Commerzbank AG) Statement of Financial Condition December 31, 2022** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|--|--|--| | Washington, D.C. 20549 | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | FORM X-17A-5 | 8-49647 | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of | | | | | | AND ENDING 12/31/22<br>FILING FOR THE PERIOD BEGININING 01/01/22 | | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Commerz Markets LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Broker-dealer ] Security-based swap dealer ____ L Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 225 Liberty Street | | | | | | (No. and Street) | | | | | | New York<br>New York | 10281-1050 | | | | | (City)<br>(State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | 212-266-7525<br>Yoko Hubley | yoko.hubley@commerzbank.com | | | | | | | | | | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 151 West 42nd Street<br>New York | 10036<br>New York | | | | | (Address)<br>(City)<br>09/24/03<br>49 | (Zip Code)<br>(State) | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | {2}------------------------------------------------ | i Yoko Hublev | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|-----------------------------------------------------------…Read the full text as markdown