Full text of CUSO FINANCIAL SERVICES, L.P.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: 3235-0123 | | | |---------------------------|--|--| | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | | | | | | | | | OMB APPROVAL # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | | |-----------------|--|--| | 8-49711 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CUSO FINANCIAL SERVICES, L.P. TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10150 MEANLEY DRIVE, 1ST FLOOR | | B. ACCOUNTANT IDENTIFICATION | | |----------------------------------------------|--------------------------------|----------------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | Ted Horwith | (858) 882-6503 | theodore.horwith@atriawealth.com | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (City) | (State) | (Zip Code) | | SAN DIEGO | CA | 92131 | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Citrin Cooperman | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--| | 50 Rockefeller Plaza | New York | NY | 10020 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 11/02/2005 | | 2468 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. Ted Horwith swear (or affirm) that, to the best of my knowledge…Read the full text as markdown